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When it comes to having gained a wealth of experience at some of the industry’s biggest hitters, it’s probably easier to list who Brian hasn’t worked for at some point in his compliance career.
If it wasn’t for the fact that Brian doesn’t forget anything, it’d be tempting to say that Brian has forgotten more about compliance than most compliance officers will ever learn. The list of those that have benefitted from his expertise and diligence is a who’s who of the pensions and investment world.
Brian’s role is testament to how seriously PSG takes compliance.
From oversight of getting PSG SIPP Ltd authorised and regulated by the then FSA to the constant review of company processes and policies to keep it all in line with the now FCA, Brian is like a far less scary version of the all-seeing eye of the Lord Sauron in the Lord of the Rings trilogy. He doesn’t miss a thing.
What makes Brian tick?
Brian is a walking, talking pensions and investment Wikipedia, but without the notorious errors. He thrives on keeping pace with the ever-shifting regulatory landscape whilst retaining a career’s worth of stockpiled knowledge of anything that has escaped reform.
'Brian's knowledge of the pensions and investment industry is outstanding. He combines an encyclopedic knowledge of the relevant legal and tax frameworks with a very pragmatic ability to find the 'right' outcome for his clients. The AXA Elevate platform would certainly not have been as successful as it is today without Brian's insight and commitment during its development.'
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